Medical Policy
Subject: Partial Left Ventriculectomy
Document #: SURG.00005Publish Date: 06/28/2024
Status: ReviewedLast Review Date: 05/09/2024
Description/Scope

This document addresses partial left ventriculectomy, surgical ventricular remodeling/restoration procedures, and dynamic cardiomyoplasty.

Partial left ventriculectomy (PLV) is a surgical procedure aimed at improving the hemodynamic status of individuals with end-stage congestive heart failure (CHF) by directly reducing left ventricular size. This surgical approach to the treatment of CHF (also known as the Batista procedure or cardio-reduction) is primarily directed at individuals with an underlying dilated cardiomyopathy awaiting cardiac transplantation.

Surgical ventricular remodeling/restoration (SVR) procedures refer to other techniques designed to restore or remodel the left ventricle to its normal shape or size and may also be referred to as ventricular remodeling, left ventricular reconstruction, endoventricular circular patch plasty, surgical anterior ventricular endocardial restoration (SAVER), or the Dor procedure.

This document also addresses dynamic cardiomyoplasty, a surgical procedure during which skeletal muscle tissue is wrapped around the diseased ventricle. The skeletal muscle is then electrically stimulated to beat in synchrony with the heart and is purported to thereby, improve ventricular functioning.

Position Statement

Investigational and Not Medically Necessary:

Partial left ventriculectomy is considered investigational and not medically necessary in all cases.

Other methods of remodeling or reshaping of the cardiac ventricles to reduce ventricle size with or without surgical removal, (for example, ventricular remodeling or reshaping procedures using ventricular wrapping [dynamic cardiomyoplasty], piercing, or clasping techniques) are considered investigational and not medically necessary in all cases.

Rationale

Partial Left Ventriculectomy (PLV)
The published medical literature consists primarily of single institution case series. This data is inadequate to permit conclusions regarding health benefits associated with PLV. Specifically, the lack of controlled comparison of PLV to medical therapies or other types of “bridge to transplantation” (for example, ventricular assist devices) makes scientific assessment of the efficacy of this technique impossible, either in its role as a potential bridge to transplant or as an adjunct to medical therapy.

The Surgical Treatment of Ischemic Heart Failure (STICH) trial was sponsored by the National Heart, Lung, and Blood Institute (NHLBI) of the National Institutes of Health (NIH) and Duke University. There were 2136 participants recruited with CHF, left ventricular ejection fraction (LVEF) less than 35, and coronary artery disease (CAD) amenable to coronary artery bypass grafting (CABG) at 99 clinical sites. Trial participants with extensive anterior ischemia assigned to the surgical arm of the study were further randomized to CABG surgery alone versus CABG plus SVR. The study was extended to April 2016. The primary outcome was established as the rate of death from any cause. Major secondary outcomes included the rates of death from cardiovascular causes and of death from any cause or hospitalization for cardiovascular causes. Preliminary published information about this trial indicated that adding SVR to CABG reduced the left ventricular volume as compared with CABG alone. However, this anatomical change was not associated with a greater improvement in symptoms or exercise tolerance or with a reduction in the rate of death or hospitalization for cardiac causes (Buckberg, 2009; Jones, 2009; Mark, 2009; Zembala, 2010). Additional articles about the STICH trial continue to show no significant difference between the medical therapy alone group and medical therapy plus CABG with regard to the primary endpoint of death from any cause (Athanasuleas, 2015; Petrie, 2016; Piña, 2018; Prior, 2017; Velazquez, 2016).

Franco-Cereceda reported on the 1- and 3-year outcomes of 62 participants with dilated cardiomyopathy (DCM) who underwent PLV. At the time of surgery, all participants were either in New York Heart Association (NYHA) functional Class III or IV CHF. Survival was 80% and 60% at 1 and 3 years after surgery, and freedom from failure was 49% and 26%, respectively. Although 80% of the trial participants were alive at 1 year, this survival was achieved with the aggressive use of ventricular assist devices and transplantation as a salvage therapy. The authors concluded that PLV is not a predictable, reliable alternative to transplantation and that further investigations may be warranted that focus on the use of the procedure as a bridge to transplant, or its use in those not considered candidates for transplantation (Franco-Cereceda, 2001).

In 2003, the results of the Third International Registry Report were published, including data through 2002. This report noted that the incidence of PLV reached a peak by 1998 and was largely abandoned by 2000, except in Asia, where experienced institutions continue to perform the procedure in individuals in better condition with preserved myocardial contractility (Kawaguchi, 2003). According to the Fourth International Registry Report, published in 2005, the former 2002 Third International Registry was updated and expanded to include 568 cases voluntarily reported from 52 hospitals in 12 countries. The report concluded that avoidance of risk factors appears to have contributed to recent improvements in survival and restated that PLV has been largely abandoned except in Asia (Kawaguchi, 2005).

Surgical Ventricular Restoration (SVR)
The available evidence for SVR consists primarily of case series reports and retrospective reviews from single centers with the exception of publications from the multi-center RESTORE Group (Reconstructive Endoventricular Surgery, returning Torsion Original Radius Elliptical Shape to the LV). The RESTORE Group is an international group of cardiologists and surgeons from 13 centers that has investigated SVR in over 1000 individuals with ischemic cardiomyopathy, following anterior myocardial infarction (MI) in the past 20 years (Athanasuleas, 2001a; Athanasuleas, 2001b; Asthanasuleas, 2004; DiDonato, 2004b, 2004c; DiDonato, 2001; Dor, 2001; Kawaguchi, 2003; Menicanti, 2001; Menicanti, 2002).

Athanasuleas from the RESTORE Group reported on early and 3-year outcomes in 662 individuals who underwent SVR following anterior MI during the period of January 1998 to July 2000. In addition to SVR, trial participants also concomitantly underwent CABG (92%), mitral repair (22%), and mitral replacement (3%). The authors reported overall mortality during hospitalization was 7.7%; postoperative LVEF increased from 29.7% ± 11.3% to 40.0% ± 12.3% (p<0.05). The survival rate and freedom from hospitalization for CHF at 3 years was 89.4% ± 1.3% and 88.7% respectively. In a separate publication on 439 participants from the RESTORE Group, Athanasuleas reported outcomes improved in those with younger age, higher LVEF and lack of need for mitral valve replacement (Athanasuleas, 2001a; 2001b).

Mickleborough reported on 285 trial participants who underwent SVR by a single surgeon for Class III or IV CHF, angina or ventricular tachyarrhythmia during the period of 1983 to 2002. In addition to SVR, trial participants also concomitantly underwent CABG (93%), patch septoplasty (22%), arrhythmia ablation (41%), mitral repair (3%), and mitral replacement (3%). SVR was performed on the beating heart in 7% of participants. The authors reported hospital mortality of 2.8%; postoperative LVEF increased 10% ± 9% from 24% ± 11% (p<0.000) and symptom class in 140 participants improved 1.3 ± 1.1 functional class per participant. Trial participants were followed for up to 19 years (mean, 63 ± 48 months), and overall actuarial survival was reported as 92%, 82%, and 62% at 1, 5 and 10 years respectively. The authors suggested wall-thinning should be used as a criterion for case selection (Mickleborough, 2004).

Bolooki reported on 157 individuals who underwent SVR by a single surgeon for Class III or IV CHF, angina, ventricular tachyarrhythmia or MI using three operative methods during the period of 1979 to 2000. SVR procedures consisted of radical aneurysm resection and linear closure (n=65), septal dyskinesis reinforced with patch septoplasty (n=70), or ventriculotomy closure with an intracavitary oval patch (n=22). The authors reported hospital mortality of 16%. The mean preoperative LVEF was 28% ± 0.9%. Trial participants were followed for up to 22 years, and overall actuarial survival was reported as 53%, 30%, and 18% at 5, 10 and 15 years respectively. The authors found factors improving long-term survival included SVR with intraventricular patch repair and having an LVEF of 26% or greater preoperatively (Bolooki, 2003).

Another small study reported on 101 individuals who underwent SVR using the Dor procedure at a single center for Class III or IV CHF, angina and ventricular tachyarrhythmia during the period of 1994 to 2004. In addition to SVR, trial participants also concomitantly underwent CABG (98%), arrhythmia ablation (52%) and a mitral valve procedure (29%). The authors reported early mortality (within 30 days of operation) was 7.9%; and LVEF increased from 27% ± 9.9% to 33% ± 9.3% postoperatively. Trial participants were followed up 4.4 ± 2.8 years, and overall actuarial survival was reported as 88%, 79%, and 65% at 1, 3 and 5 years respectively (Sartipy, 2005).

Summary

Although the SVR procedure has been conducted for many years, the available data are inadequate to permit conclusions regarding impact on health outcomes. Additionally, selection criteria and ideal surgical techniques remain undetermined.

Background/Overview

Partial Left Ventriculectomy (PLV)
PLV is a surgical procedure aimed at improving the hemodynamic status of individuals with end stage CHF by directly reducing the left ventricular size. This surgical approach to the treatment of CHF, (also known as the Batista procedure, cardio-reduction, and left ventricular remodeling surgery) is primarily directed at those with an underlying dilated cardiomyopathy awaiting cardiac transplantation. PLV has been investigated as either a “bridge” to transplantation or as an alternative to heart transplantation.

Surgical Ventricular Restoration (SVR)
SVR is a procedure intended to restore or remodel the left ventricle to its normal, spherical shape and size in individuals with non-functioning sections of the heart, secondary to post-MI left ventricular aneurysm or dilated cardiomyopathy. The SVR procedure is usually done after CABG and may be done before or after mitral valve repair or replacement. A distinguishing feature between PLV and SVR is that in SVR, the left ventricle is reconstructed using patches of autologous or artificial material. The patches are placed to close the defect while preserving the desired ventricular volume and shape.

Additional techniques of ventricular reshaping include, but are not limited, to:

The Acorn CorCap Cardiac Support Device (Acorn Cardiovascular, St. Paul, MN) has not received FDA clearance, because sufficient evidence regarding its safety and efficacy has not yet been established in the published literature. Another device, the Myosplint® formerly manufactured by Myocor Inc. (Maple Grove, MN) is no longer being produced or investigated, since Myocor went out of business in 2008.

Definitions

Dynamic Cardiomyoplasty: This surgical procedure involves a latissimus dorsi muscle flap which is transposed into the chest and wrapped around the ventricles of the failing heart. This skeletal muscle flap is then electrically stimulated to contract in synchrony with ventricular pumping of the heart. Researchers have proposed that this muscle wrap may provide an external constraint that reduces progressive ventricular dilatation and remodeling, thereby decreasing wall tension in the ventricle and improving ventricular function.

Partial Left Ventriculectomy (PLV [also known as the Batista procedure]): This surgical procedure reduces the size of the left ventricle by resecting (removing) a portion of the left ventricle, which is the pumping chamber of the heart that delivers blood to the body. This is typically done in an attempt to relieve some of the symptoms of severe CHF and is usually done in conjunction with additional cardiac surgical procedures, such as mitral valve annuloplasty or replacement.

Surgical Ventricular Restoration (SVR [also known as the Dor procedure]): This surgical procedure involves an incision into the left ventricle to exclude, but not remove, the damaged area. A remodeling device is then temporarily inserted into the ventricle around which the heart wall is then stretched, thereby reducing the diameter and restoring the shape of the left ventricle. Thereafter, the device is removed, and the opening is closed with sutures and/or a patch.

Coding

The following codes for treatments and procedures applicable to this document are included below for informational purposes. Inclusion or exclusion of a procedure, diagnosis or device code(s) does not constitute or imply member coverage or provider reimbursement policy. Please refer to the member's contract benefits in effect at the time of service to determine coverage or non-coverage of these services as it applies to an individual member.

When services are Investigational and Not Medically Necessary:

CPT

 

33548

Surgical ventricular restoration procedure, includes prosthetic patch, when performed (eg, ventricular remodeling, SVR, SAVER, DOR procedures)

33999

Unlisted procedure, cardiac surgery [when specified as Batista procedure (partial left ventriculectomy) or dynamic cardiomyoplasty]

 

 

ICD-10 Diagnosis

 

 

All diagnoses

When services are also Investigational and Not Medically Necessary:

ICD-10 Procedure

 

02BL0ZZ

Excision of left ventricle, open approach

02HL0DZ

Insertion of intraluminal device into left ventricle, open approach

02UA07Z

Supplement heart with autologous tissue substitute, open approach

02UK07Z

Supplement right ventricle with autologous tissue substitute, open approach

02UL07Z

Supplement left ventricle with autologous tissue substitute, open approach

 

 

ICD-10 Diagnosis

 

I42.0

Dilated cardiomyopathy

I50.1-I50.9

Heart failure

References

Peer Reviewed Publications:

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  5. Athanasuleas CL, Stanley AW Jr, Buckberg GD, et al. Surgical anterior ventricular endocardial restoration (SAVER) in the dilated remodeled ventricle after anterior myocardial infarction. RESTORE group. Reconstructive Endoventricular Surgery, returning Torsion Original Radius Elliptical Shape to the LV. J Am Coll Cardiol. 2001; 37(5):1199-1209.
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  53. Tulner SA, Bax JJ, Bleeker GB, et al. Beneficial hemodynamic and clinical effects of surgical ventricular restoration in patients with ischemic dilated cardiomyopathy. Ann Thorac Surg. 2006; 82(5):1721-1727.
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Government Agency, Medical Society, and Other Authoritative Publications:

  1. Bakaeen FG, Gaudino M, Whitman G, et al. The American Association for Thoracic Surgery Expert Consensus Document: Coronary artery bypass grafting in patients with ischemic cardiomyopathy and heart failure. J Thorac Cardiovasc Surg. 2021; 162(3): 829-850.e1.
  2. Centers for Medicare & Medicaid Services. National Coverage Determination: Partial Ventriculectomy. NCD #20.26. Effective April 15, 1997. Available at: http://www.cms.gov/medicare-coverage-database/details/ncd-details.aspx?NCDId=122&ncdver=1&bc=AAAAQAAAAAAA&. Accessed on May 14, 2024.
  3. Dickstein K, Vardas PE, Auricchio A, et al. 2010 Focused update of ESC guidelines on device therapy in heart failure: an update of the 2008 ESC guidelines for the diagnosis and treatment of acute and chronic heart failure and the 2007 ESC guidelines for cardiac and resynchronization therapy developed with the special contribution of the Heart Failure Association and the European Heart Rhythm Association. Eur Heart J. 2010: 31(21):2677-2687.
  4. Heidenreich PA, Bozkurt B, Aguilar D, et al. 2022 AHA/ACC/HFSA guideline for the management of heart failure: a report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. J Am Coll Cardiol. 2022; 79:e263–e421.
  5. Hernandez AF, Velazquez EJ, Dullum MK, et al. Contemporary performance of surgical ventricular restoration procedures: data from the Society of Thoracic Surgeons’ National Cardiac Database. Am Heart J. 2006; 152(3):494-499.
  6. Hunt SA, Abraham WT, Chin MH, et al. ACC/AHA 2005 guideline update for the diagnosis and management of chronic heart failure in the adult: a report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Writing Committee to update the 2001 guidelines for the evaluation and management of heart failure). J Am Coll Cardiol. 2006 Apr 7;47(7):1503-1505.
  7. Jones RH, Velazquez EJ, Michler RE, et al.; STICH Hypothesis 2 Investigators. Coronary bypass surgery with or without surgical ventricular reconstruction. N Engl J Med. 2009; 360(17):1705-1717.
  8. Kawaguchi AT, Isomura T, Konertz W, et al. Partial left ventriculectomy – The Third International Registry Report 2002. J Card Surg. 2003; 18(Suppl 2):S33-S42.
  9. Kawaguchi AT, Suma H, Konertz W, et al. Left ventricular volume reduction surgery: the 4th International Registry Report 2004. J Card Surg. 2005; 20(6):S5-11.
  10. Lindenfeld J, Albert NM, Boehmer JP, et al; Heart Failure Society of America (HFSA). 2010 Comprehensive Heart Failure Practice Guideline. J Card Fail. 2010; 16(6):e1-e194.
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  12. Neumann FJ, Sousa-Uva M, Ahlsson A, et al. 2018 ESC/EACTS Guidelines on myocardial revascularization. Eur Heart J. 2019; 40(2):87-165.
  13. U.S. Food and Drug Administration (FDA) Center for Devices and Radiological Health (CDRH). Guidance for Annuloplasty Rings 510(k) Submissions; Final Guidance for Industry and FDA Staff. January 31, 2001. Available at: https://www.fda.gov/medical-devices/guidance-documents-medical-devices-and-radiation-emitting-products/annuloplasty-rings-510k-submissions-final-guidance-industry-and-fda-staff. Accessed on May 14, 2024.
  14. Wijns W, Kolh P, Danchin N, et al. Guidelines on myocardial revascularization. Eur Heart J. 2010; 31(20):2501-2555.
  15. Yancy CW, Jessup M, Bozkurt B, et al. 2013 ACCF/AHA guideline for the management of heart failure: a report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines. Circulation. 2013; 128(16):e240-e327.
Websites for Additional Information
  1. National Heart, Lung and Blood Institute (NHLBI). What is heart failure? Available at: https://www.nhlbi.nih.gov/health-topics/heart-failure. Accessed on May 14, 2024.
Index

Acorn CorCap
Batista Procedure
Cardiomyoplasty
Dor Procedure
Partial Left Ventriculectomy (PLV)
Surgical Ventricular Restoration (SVR)
Ventricular Reduction Surgery

The use of specific product names is illustrative only. It is not intended to be a recommendation of one product over another, and is not intended to represent a complete listing of all products available.

Document History

Status

Date

Action

Reviewed

05/09/2024

Medical Policy & Technology Assessment Committee (MPTAC) review. Revised Description/Scope, Rationale, Background/Overview, References, and Websites sections.

Reviewed

05/11/2023

MPTAC review. Updated References section.

Reviewed

05/12/2022

MPTAC review. References were updated.

Reviewed

05/13/2021

MPTAC review. Information in the Rationale section was reorganized and References were updated.

Reviewed

05/14/2020

MPTAC review. The Background and References sections were updated.

Revised

06/06/2019

MPTAC review. The position statement was revised to remove the acronym for partial left ventriculectomy (PLV). References were updated.

Reviewed

07/26/2018

MPTAC review. The document header wording was updated from “Current Effective Date” to “Publish Date.” The Rationale and References sections were updated.

Reviewed

08/03/2017

MPTAC review. The References were updated.

Reviewed

08/04/2016

MPTAC review. The References were updated. Removed ICD-9 codes from Coding section.

Reviewed

08/06/2015

MPTAC review. The Rationale and References were updated.

Reviewed

08/14/2014

MPTAC review. The Rationale and References were updated.

Reviewed

08/08/2013

MPTAC review. The Rationale and References were updated.

Reviewed

08/09/2012

MPTAC review. The Rationale and References were updated.

Reviewed

08/18/2011

MPTAC review. The Rationale, Coding and References were updated.

Reviewed

08/19/2010

MPTAC review. The Rationale and References were updated.

Reviewed

08/27/2009

MPTAC review. The Rationale and References were updated.

Reviewed

08/28/2008

MPTAC review. References were updated.

 

02/21/2008

The phrase "investigational/not medically necessary" was clarified to read "investigational and not medically necessary." This change was approved at the November 29, 2007 MPTAC meeting.

Reviewed

08/23/2007

MPTAC review. Rationale, Background, and References were updated.

Reviewed

09/14/2006

MPTAC review. References and definitions were updated.

 

01/01/2006

Updated Coding section with 01/01/2006 CPT/HCPCS changes.

 

11/21/2005

Added reference for Centers for Medicare and Medicaid Services (CMS) – National Coverage Determination (NCD).

Revised

09/22/2005

MPTAC review. Revision based on Pre-merger Anthem and Pre-merger WellPoint Harmonization.

Pre-Merger Organizations

Last Review Date

Document Number

Title

Anthem, Inc.

 

04/27/2004

SURG.00005

Partial Left Ventriculectomy, Dynamic Cardiomyoplasty

WellPoint Health Networks, Inc.

 

 

No document

 

 


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